Published On: May 1, 2011
| Orders By Type
1st-quarter 2011 Regulatory Orders
|
|
The following table summarizes — by quarter and order type — orders issued by either the Federal Deposit Insurance Corporation, the Federal Reserve, the National Credit Union Administration, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.
|
Order Type By Quarter
| Type of Order |
Q1 2011 |
Q4 2010 |
Q3 2010 |
Q2 2010 |
Q1 2010 |
Q4 2009 |
Q3 2009 |
Q2 2009 |
Q1 2009 |
Q4 2008 |
Q3 2008 |
| Adjudicated Decision and Order |
0 |
1 |
1 |
0 |
0 |
0 |
0 |
2 |
0 |
0 |
0 |
| Agreement (written and formal) |
53 |
83 |
94 |
106 |
79 |
86 |
67 |
64 |
46 |
35 |
18 |
| Capital Directive |
2 |
2 |
2 |
0 |
1 |
2 |
1 |
1 |
0 |
0 |
0 |
| Cease-and-Desist |
104 |
104 |
116 |
158 |
137 |
162 |
98 |
86 |
65 |
56 |
24 |
| Civil Money Penalty # |
83 |
103 |
70 |
71 |
73 |
52 |
49 |
60 |
33 |
38 |
41 |
| Civil Money Penalty $ |
$16.03 million |
$2.80 million |
$0.98 million |
$1.48 million |
$50.5 million |
$1.1 million |
$0.4 million |
$43.8 million |
$0.4 million |
$0.5 million |
n.a. |
| Cross Guarantee Liability |
2 |
2 |
2 |
6 |
na |
na |
na |
na |
na |
na |
na |
| Noticed Filed |
9 |
8 |
5 |
3 |
5 |
2 |
0 |
0 |
0 |
0 |
0 |
| Order of Assessment |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
2 |
1 |
0 |
| Order Granting Permission to File Application |
3 |
8 |
9 |
5 |
1 |
6 |
0 |
0 |
0 |
0 |
0 |
| Other |
0 |
7 |
1 |
0 |
57 |
10 |
0 |
0 |
2 |
2 |
2 |
| Prompt Corrective Action |
21 |
14 |
21 |
33 |
26 |
20 |
10 |
10 |
3 |
0 |
2 |
| Removal-Prohibition |
76 |
88 |
121 |
68 |
57 |
63 |
31 |
39 |
24 |
28 |
22 |
| Termination of Insurance |
2 |
2 |
1 |
0 |
2 |
1 |
1 |
1 |
2 |
0 |
2 |
| Termination Orders |
73 |
52 |
54 |
53 |
16 |
8 |
0 |
0 |
0 |
0 |
0 |
| Total |
426 |
474 |
497 |
503 |
437 |
412 |
340* |
326* |
*233 |
*189 |
*155 |
|
| *revised to reflect additional data sources |
|
| The following table summarizes each type of order issued during the second quarter by the Federal Deposit Insurance Corporation, the Federal Reserve, the National Credit Union Adminstration, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.
|
Q1 Order Type By Regulator
| Order Type |
FDIC |
Fed |
NCUA |
OCC |
OTS |
Total |
| Agreement (written and formal) |
0 |
25 |
0 |
17 |
11 |
53 |
| Capital Directive |
0 |
0 |
0 |
0 |
0 |
0 |
| Cease-and-Desist |
68 |
0 |
0 |
11 |
25 |
104 |
| Civil Money Penalty |
47 |
3 |
0 |
9 |
24 |
83 |
| Cross Guarantee Liability |
2 |
0 |
0 |
0 |
0 |
2 |
| Notices Filed |
5 |
0 |
4 |
0 |
0 |
9 |
| Order Granting Permission to File Application |
3 |
0 |
0 |
0 |
0 |
3 |
| Prompt Corrective Action |
15 |
4 |
0 |
1 |
1 |
21 |
| Removal-and-Prohibition |
17 |
0 |
0 |
39 |
20 |
76 |
| Termination of Insurance |
2 |
0 |
0 |
0 |
0 |
2 |
| Other |
50 |
0 |
0 |
12 |
11 |
73 |
| Total |
209 |
32 |
4 |
89 |
92 |
426 |
|
listings by: institution | order type | regulator | full listing | main Q1 2011 report page
