Published On: November 30, 2009
| Orders By Type
3rd-Quarter 2009 Regulatory Orders
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The following table summarizes — by quarter and order type — orders issued by either the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.
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Order Type By Quarter
| Type of Order |
Q3 2009 |
Q2 2009 |
Q1 2009 |
Q4 2008 |
Q3 2008 |
| Adjudicated Decision and Order |
0 |
2 |
0 |
0 |
0 |
| Agreement (written and formal) |
67 |
64 |
46 |
35 |
18 |
| Approval of Application to Modify Order |
0 |
0 |
0 |
0 |
0 |
| Capital Directive |
1 |
1 |
0 |
0 |
0 |
| Cease-and-Desist |
98 |
86 |
65 |
56 |
24 |
| Civil Money Penalty # |
49 |
60 |
33 |
38 |
41 |
| Civil Money Penalty $ |
$0.4 million |
$43.8 million |
$0.4 million |
$0.5 million |
n.a. |
| Consent Order |
0 |
0 |
0 |
0 |
0 |
| Final |
0 |
0 |
0 |
0 |
0 |
| Order of Assessment |
0 |
0 |
2 |
1 |
0 |
| Other |
0 |
0 |
2 |
2 |
2 |
| Prohibition |
0 |
15 |
5 |
3 |
1 |
| Prompt Corrective Action |
10 |
10 |
3 |
0 |
2 |
| Removal-and-Prohibition |
31 |
24 |
19 |
25 |
21 |
| Restraining |
0 |
0 |
0 |
0 |
0 |
| Termination of Insurance |
1 |
1 |
2 |
0 |
2 |
| Total |
257 |
263 |
*177 |
*160 |
*111 |
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| *total revised to reflect only orders from FDIC, fed, OCC and OTS |
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| The following table summarizes each type of order issued during the third quarter by the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.
|
Order Type By Regulator
| Order Type |
FDIC |
Fed |
OCC |
OTS |
Total |
| Agreement (written and formal) |
2 |
46 |
19 |
0 |
67 |
| Capital Directive |
0 |
0 |
1 |
0 |
1 |
| Cease-and-Desist |
75 |
4 |
18 |
1 |
98 |
| Civil Money Penalty |
36 |
4 |
9 |
0 |
49 |
| Prompt Corrective Action |
6 |
3 |
1 |
0 |
10 |
| Removal-and-Prohibition |
23 |
1 |
7 |
0 |
31 |
| Termination of Insurance |
1 |
0 |
0 |
0 |
1 |
| Total |
143 |
58 |
55 |
1 |
257 |
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listings by: institution | order type | regulator | full listing | main Q3 2009 report page
prior regulatory reports: Q2 2009 | Q1 2009 | Q4 2008 | Q3 2008
