Published On: March 22, 2010
4th-Quarter 2009 Regulatory Orders
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listings by: institution | order type | regulator | full listing | main Q4 2009 report page
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The following table summarizes total orders issued by quarter by the Federal Deposit Insurance Corporation, the Federal Reserve, the National Credit Union Administration, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.
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Regulator By Quarter
Regulator |
Q4 2009 |
Q3 2009 |
Q2 2009 |
Q1 2009 |
Q4 2008 |
Q3 2008 |
Q2 2008 |
Q1 2008 |
Federal Deposit Insurance Corporation |
194 |
160* |
166* |
112* |
101 |
84* |
68 |
60 |
Federal Reserve |
58 |
58 |
38 |
32 |
23 |
8 |
2 |
0 |
National Credit Union Administration |
13 |
0 |
12 |
5 |
0 |
0 |
10 |
8 |
Office of the Comptroller of the Currency |
69 |
55 |
56 |
38 |
41* |
38* |
35 |
24 |
Office of Thrift Supervision |
78 |
67* |
54* |
46* |
24* |
25* |
22 |
14 |
TOTAL |
412 |
340* |
326* |
*233 |
*189 |
*155 |
137 |
106 |
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*revised to reflect additional data sources |
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The following table summarizes each type of order issued during the fourth quarter by the Federal Deposit Insurance Corporation, the Federal Reserve, the National Credit Union Administration, the Office of the Comptroller of the Currency or the Office of Thrift Supervision. |
Q4-2009 Order Type By Regulator
Order Type |
FDIC |
Fed |
NCUA |
OCC |
OTS |
Total |
Agreement (written and formal) |
3 |
48 |
0 |
27 |
8 |
86 |
Capital Directive |
0 |
0 |
0 |
2 |
0 |
2 |
Cease-and-Desist |
103 |
2 |
0 |
18 |
39 |
162 |
Civil Money Penalty |
40 |
3 |
0 |
7 |
2 |
52 |
Prompt Corrective Action |
9 |
5 |
0 |
2 |
4 |
20 |
Removal-and-Prohibition |
16 |
0 |
13 |
11 |
23 |
63 |
Termination of Insurance |
1 |
0 |
0 |
0 |
0 |
1 |
Other |
22 |
0 |
0 |
2 |
2 |
26 |
Total |
194 |
58 |
13 |
69 |
78 |
412 |
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listings by: institution | order type | regulator | full listing | main Q4 2009 report page