Mortgage Daily

Published On: September 8, 2009
Orders By Type

2nd-Quarter 2009 Regulatory Orders



The following table summarizes — by quarter and order type — orders issued by either the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.

Order Type By Quarter

Type of Order Q2 2009 Q1 2009 Q4 2008 Q3 2008
Adjudicated Decision and Order 2 0 0 0
Agreement (written and formal) 64 46 35 18
Approval of Application to Modify Order 0 0 0 0
Capital Directive 1 0 0 0
Cease-and-Desist 86 65 56 24
Civil Money Penalty # 60 33 38 41
Civil Money Penalty $ $43.8 million $0.4 million $0.5 million n.a.
Consent Order 0 0 0 0
Final 0 0 0 0
Modification of Order 0 0 0 0
Order of Assessment 0 2 1 0
Other 0 2 2 2
Prohibition 15 5 3 1
Prompt Corrective Action 10 3 0 2
Removal-and-Prohibition 24 19 25 21
Restraining 0 0 0 0
Termination of Insurance 1 2 0 2
Total 263 *177 *160 *111
*total revised to reflect only orders from FDIC, fed, OCC and OTS

The following table summarizes each type of order issued during the second quarter by the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.

Order Type By Regulator

Order Type FDIC Fed NCUA OCC OTS Total
Adjudicated Decision and Order 2 0 0 0 0 2
Agreement (written and formal) 1 33 0 30 0 64
Capital Directive 0 0 0 1 0 1
Cease-and-Desist 73 1 0 9 3 86
Civil Money Penalty 54 0 0 5 1 60
Prohibition 2 0 12 1 0 15
Prompt Corrective Action 2 4 0 2 2 10
Removal-and-Prohibition 16 0 0 8 0 24
Termination of Insurance 1 0 0 0 0 1
Total 151 38 12 56 6 263

listings by: institution | order type | regulator | full listing | main report page

prior regulatory reports: Q1 2009 | Q4 2008 | Q3 2008

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