Mortgage Daily

Published On: November 30, 2009
Orders By Type

3rd-Quarter 2009 Regulatory Orders



The following table summarizes — by quarter and order type — orders issued by either the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.

Order Type By Quarter

Type of Order Q3 2009 Q2 2009 Q1 2009 Q4 2008 Q3 2008
Adjudicated Decision and Order 0 2 0 0 0
Agreement (written and formal) 67 64 46 35 18
Approval of Application to Modify Order 0 0 0 0 0
Capital Directive 1 1 0 0 0
Cease-and-Desist 98 86 65 56 24
Civil Money Penalty # 49 60 33 38 41
Civil Money Penalty $ $0.4 million $43.8 million $0.4 million $0.5 million n.a.
Consent Order 0 0 0 0 0
Final 0 0 0 0 0
Order of Assessment 0 0 2 1 0
Other 0 0 2 2 2
Prohibition 0 15 5 3 1
Prompt Corrective Action 10 10 3 0 2
Removal-and-Prohibition 31 24 19 25 21
Restraining 0 0 0 0 0
Termination of Insurance 1 1 2 0 2
Total 257 263 *177 *160 *111
*total revised to reflect only orders from FDIC, fed, OCC and OTS

The following table summarizes each type of order issued during the third quarter by the Federal Deposit Insurance Corporation, the Federal Reserve, the Office of the Comptroller of the Currency or the Office of Thrift Supervision.

Order Type By Regulator

Order Type FDIC Fed OCC OTS Total
Agreement (written and formal) 2 46 19 0 67
Capital Directive 0 0 1 0 1
Cease-and-Desist 75 4 18 1 98
Civil Money Penalty 36 4 9 0 49
Prompt Corrective Action 6 3 1 0 10
Removal-and-Prohibition 23 1 7 0 31
Termination of Insurance 1 0 0 0 1
Total 143 58 55 1 257

listings by: institution | order type | regulator | full listing | main Q3 2009 report page

prior regulatory reports: Q2 2009 | Q1 2009 | Q4 2008 | Q3 2008

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